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News
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Public Company Download, January 2012
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Across many areas of government, officials face a challenge when it comes to maintaining pace with social media that continues to develop at light speed. This situation is familiar to the regulators of the financial services industry. In the article "Social Media: A Cautionary Tale," Sutherland Partner Steven B. Boehm and Associate William M. Watts, III examine relevant social media positions taken thus far by the U.S. Securities and Exchange Commission and FINRA. It was featured in the January 2012 issues of The Investment Lawyer.
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In the November 2011 edition of Fund Directions, Sutherland Partner Cynthia M. Krus breaks down newly implemented governance changes that will affect mutual fund boards this corporate proxy season. Amendments to Rule 14a-8 of the Securities Exchange Act of 1934 recently became effective and will be applicable for the 2012 season, which runs January through April. These amendments permit proxy access proposals that seek to add procedures to companies’ organizational documents, allowing shareholders to more easily nominate directors. Ms. Krus suspects this increased access could lead to a spike in proxy access proposals by shareholders this season.
- Sutherland Advises on NeXT Innovation Corp.'s Initial Public Offering Raising $50 Million, May 10, 2011
- Dow Jones Financial Information Services, May 4, 2011, Sutherland Partner Steven Boehm was quoted in an article addressing issues that arise when BDCs hold equity interests in special purpose vehicles (SPVs). The article, written by Shasha Dai, focuses on the fact taht the SEC has been looking at use of SPVs by BDCs and the issues raised with respect to the leverage that BDCs are allowed to incur under the Investment Company Act of 1940.
- Wall Street Journal, April 29, 2011, Sutherland Partner Steven Boehm was quoted in an article that reviews a recent increase in new BDC filings. The article, Will The Newest Generation Of BDCs Fare Better Than Their Predecessors? reflects on the rise and fall of BDCs over the past few years. Boehm advises that now, because there are few alternatives to high-yield products, BDCs provide an attractive option for investors.
- Sutherland Represents Hercules Technology Growth Capital, Inc. in $75 Million Convertible Debt Offering, April 29, 2011
- Sutherland Represents Main Street Capital Corporation in $73.9 Million Shelf Offering, April 11, 2011
- In a March 2011 article in Investment Dealers' Digest, Sutherland Partner Cynthia Krus comments on the growth of BDCs as investment vehicles. The article, Investors Drawn to Specialty Lenders, explores how BDCs, as specially regulated investment vehicles, are thriving by picking up the slack in middle-market corporate lending. In the article, Krus notes that Sutherland has advised on more than $1.5 billion of debt and equity deals so far this year.
- Sutherland Represents Ares Capital Corporation in Unprecedented $500 Million Convertible Bond Offering, February 8, 2011
- Sutherland Represents Oxford Lane Capital Corporation in Initial Public Offering Raising $36.5 Million, February 8, 2011
- Sutherland Represents Underwriters including Goldman, Sachs & Co., Citigroup Global Markets and UBS Securities LLC in $133.3 Million IPO by Business Development Company, February 8, 2011
- Sutherland Represents TICC Capital Corporation in a $47.15 Million Shelf Offering (December 7, 2010)
- Sutherland Represents Hercules Technology Growth Capital, Inc. in a $71.9 Million Shelf Offering (November 16, 2010)
- Sutherland Represents Solar Capital Ltd. in a $43.2 Million Selling Stockholder Shelf Offering (November 11, 2010)
- Sutherland Represents Citi, Bank of America, Merrill Lynch, Credit Suisse and UBS Investment Bank in a $78.7 Million Secondary Offering of Common Stock (November 4, 2010)
- Sutherland Represents Solar Capital Ltd. in Initial Public Offering (April 28, 2010)
- Sutherland Represents Allied Capital Corporation in Merger with Ares Capital Corporation (April 26, 2010)
- Sutherland Represents Saratoga Investment Advisors, LLC in its Purchase of GSC Investment Corp. (April 26, 2010)
- Sutherland Represented Patriot Capital Funding in Merger with Prospect Capital (December 7, 2009)
- Sutherland Represents SunTrust Robinson Humphrey, Inc. and BMO Capital Markets Corp. in $32.7 Million Secondary Offering of Common Stock (September 29, 2009)
- Sutherland Represents Ares Capital Corporation in a $109.6 Million Shelf Offering (August 19, 2009)
- Sutherland Represents RBC Capital Markets, BB&T Capital Markets, Morgan Keegan & Company, Inc. and Sterne Agee in $15.6 Million Secondary Offering of Common Stock (August 13, 2009)
- Sutherland Represents Keating Capital, Inc. in Initial Public Offering (June 15, 2009)
- Sutherland Represents Main Street Capital Corporation in $60 million Initial Public Offering (October 30, 2007)
- Sutherland Represents Bear Stearns, Banc of America Securities, UBS Investment and SunTrust Robinson Humphrey in $300 Million IPO (July 30, 2007)
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"2007 Dealmakers Forecast," Corporate Partner Cynthia Krus is featured discussing industry predictions for the coming year. January 2, 2007, Financier Worldwide
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- "Alternative Public Offerings," Partner Cynthia Krus is featured on a roundtable discussing public offerings. November 2006, Financier Worldwide
- Sutherland Represents Marathon Acquisition Corp. in $300 Million IPO (September 1, 2006)
- Sutherland Represents Allied Capital Corporation in a $400 Million Debt Shelf Offering (August 25, 2006)
- Sutherland Represents Allied Capital Corporation in a $142 Million Equity Shelf Offering (August 25, 2006)
- Sutherland Represents patriot Capital Funding, Inc. in $39.1 Million IPO (June 16, 2006)
- Sutherland Represents Compass Diversified Trust in $202.5 Million IPO Featuring Unique Vehicle for Public Funding of Private Equity (June 1, 2006)
- Sutherland Asbill & brennan Represents Underwriters in Shelf Offering by Apollo Investment Corporation (March 23, 2006)
- Sutherland Asbill & Brennan Serves as Company Counsel in Global Logistics Acquisition Corporation's IPO (February 21, 2006)
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