Publications, Presentations, News and Links
This page contains useful materials produced by Sutherland attorneys relating to publicly traded private equity, as well as several related links. Additional Sutherland materials can also be found on our Web site at http://www.sutherland.com.
Newsletters:
Presentations:
- 8 Things You Should Know About SPACs, Harry S. Pangas and John J. Mahon, July 2008
- The BDC Alternative: Is It Right for You?, Cynthia Krus, October 30, 2007
- Taking Private Equity Public, Cynthia M. Krus, October 26, 2007
- Sutherland Hosts Industry-Wide BDC Roundtable, Steven B. Boehm, Cynthia M. Krus and Harry S. Pangas, September 4-5, 2007
-
-
-
-
Publications:
- "Everyman a Venture Capitalist", Steven B. Boehm and Hannah L. Friedberg, Business Law Today, May/June 2008
- "Sutherland Partner Harry S. Pangas Interviewed About Business Development Companies", Harry S. Pangas, TheCorporateCounsel.net, July 2008
- "Dealmakers Forecast 2007", Corporate Partner Cynthia Krus is featured discussing industry predictions for the coming year. Cynthia M. Krus, Financier Worldwide, January 2007
- "The SEC Addresses Eligible Investments for Business Development Companies", Steven B. Boehm and Hannah L. Friedberg, The Investment Lawyer, December 2006
- "To Market, To Market"
"As SEC Steps Back, New Pressure Falls on Private Counsel for Offerings", Cynthia M. Krus, Harry S. Pangas and Christopher M. Zochowski, Legal Times, November 2005
- "Money for Nothing"
Cynthia M. Krus comments on SPACs, International Financing Review, September, 2005
- "Shedding New light on Business Development Companies", Steven B. Boehm, Cynthia M. Krus, Harry S. Pangas and Lisa A. Morgan, The Investment Lawyer, October 2004
Legal Alerts:
- Legal Alert: FINRA Spring Securities Conference, June 23, 2008
- Legal Alert: Is There a "Good Faith" Defense to Securities Fraud? Courts, the SEC and FINRA in Conflict, April 29, 2008
- Legal Alert: SEC Proposes New ETF Rules That Would Enhance Speed to Market (Update), March 18, 2008
- Legal Alert: Form ADV Part 2 Proposal, March 13, 2008
- Legal Alert: SEC Proposes to Amend Regulation S-P to Require New Client Information Safeguards and Allow Reps to Take Certain Client Information When They Change Broker-Dealer or Investment Adviser Firms, March 5, 2008
- Legal Alert: SEC Proposes New ETF Rules That Would Enhance Speed to Market, March 4, 2008
- Legal Alert: SEC Approves Amendments Simplifying Disclosure Obligations for a Larger Number of Smaller Public Companies, January 16, 2008
- Legal Alert: SEC Amends Rules 144 and 145 to Provide Increased Liquidity to Restricted Securityholders, January 14, 2008
- Legal Alert: SEC Affirms Interpretation of Shareholder Proposals Rule Relating to the Election of Directors, January 2, 2008
- Legal Alert: FINRA Fall Securities Conference, October 25, 2007
- Legal Alert: SEC Proposes Amendments to Provide Increased Liquidity to Restricted Securityholders, August 15, 2007
- Legal Alert: E-Proxy -- SEC Mandates Internet Availability of Proxy Materials, July 10, 2007 (BDC)
- Legal Alert: SEC Roundtable on Rule 12b-1, June 25, 2007
- Legal Alert: Summary of Selected Sessions from "The SEC Speaks in 2007", February 26, 2007
- Legal Alert: SEC Extends Deadline for Internal Control Reporting for Non-Accelerated Filers, February 1, 2007 (BDC)
- Legal Alert: Executive Compensation and Related Person Disclosure, November 9, 2006
- Legal Alert: Executive Compensation and Related Person Disclosure, October 31, 2006
- Legal Alert: SEC Publishes Rulemaking for BDCs on Eligible Investments, October 30, 2006 (BDC)
- Legal Alert: Tabular Disclosure of Executive Compensation, October 9, 2006
- Legal Alert: Executive Compensation and Related Person Disclosure, September 12, 2006
- Client Advisory: "Taking Private Equity Public", July 20, 2006 (BDC, SPAC, STAC)
- Legal Alert: The SPAC Phenomenon: A Discussion of the Background, Structure and Recent Developments Involving Special Purpose Acquisition Companies, July 17, 2006 (SPAC)
- Legal Alert: SEC Approves Change to NASD Rule 2790 Relating to Business Development Companies, Real Estate Investment Trusts and Direct Participation Programs, September 29, 2005 (BDC)
- Legal Alert: A Primer on SPACs: An Explanation of the Purpose, Structure and Current Issues Affecting Special Purpose Acquisition Companies, August 10, 2005 (SPAC)
Sutherland News:
- Sutherland Represents Main Street Capital Corporation in $60 Million Initial Public Offering (October 30, 2007)
-
-
-
-
-
-
-
"2007 Dealmakers Forecast," Corporate Partner Cynthia Krus is featured discussing industry predictions for the coming year. January 2, 2007, Financier Worldwide
-
- "Alternative Public Offerings," Partner Cynthia Krus is featured on a roundable discussing public offerings. November 2006, Financier Worldwide
- Sutherland Represents Marathon Acquisition Corp. in $300 Million IPO (September 1, 2006)
- Sutherland Represents Allied Capital Corporation in a $400 Million Debt Shelf Offering (August 25, 2006)
- Sutherland Represents Allied Capital Corporation in a $142 Million Equity Shelf Offering (August 25, 2006)
- Sutherland Represents Patriot Capital Funding, Inc. in $39.1 Million IPO (June 16, 2006)
- Sutherland Represents Compass Diversified Trust in $202.5 Million IPO Featuring Unique Vehicle for Public Funding of Private Equity, (June 1, 2006)
- Sutherland Asbill & Brennan Represents Underwriters in Shelf Offering by Apollo Investment Corporation, (March 23, 2006)
- Sutherland Asbill & Brennan Serves as Company Counsel in Global Logistics Acquisition Corporation's IPO, (February 21, 2006)
Helpful Links:
|
 |
|