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Recently Adopted Rules, Rule Proposals and Related Initiatives

BDCs
  • Rule 2a-46(b) on definition of Eligible Portfolio Company:
            - Adopting Release: http://sec.gov/rules/final/2008/ic-28266.pdf
  • Comment Letter Regarding BDCs and the Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments (Securities Exchange Act Release No. 34-58166).  Naked Short Selling Comment Letter

SPACS