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Recently Adopted Rules, Rule Proposals and Related Initiatives
BDCs
Rule 2a-46(b) on definition of Eligible Portfolio Company:
- Adopting Release:
http://sec.gov/rules/final/2008/ic-28266.pdf
Comment Letter Regarding BDCs and the Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments (Securities Exchange Act Release No. 34-58166).
Naked Short Selling Comment Letter
BDC Comment Letter to the SEC Regarding Proposed Amendments to NYSE Rule 452
BDC Thank You Letter
SPACS
NASDAQ presents rule proposal permitting SPACs to list on the exchange:
- Proposal:
http://www.complinet.com/file_store/pdf/rulebooks/NASDAQ_SR-NASDAQ-2008-013_Initial_Filing_031408.pdf
SEC approves NYSE listing proposal to permit SPACs to list on NYSE exchange:
- Approving Release:
http://www.sec.gov/rules/sro/nyse/2008/34-57785.pdf
