|
| Date |
Transaction |
$ (Millions)
|
|
|
|
| 2010 |
|
|
|
|
|
| June |
Represented Fifth Street Finance Corporation in Equity Shelf Offering |
$87.9 |
| June |
Represented Citigroup Global Markets Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC,
UBS Securities LLC, BMO Capital Markets Corp., Lazard Capital
Markets LLC in connection with the Equity Shelf Offering of
BlackRock Kelso Capital Corporation |
$73.4 |
| May |
Represented Solar Capital Ltd. in selling stockholder offering |
$108.9 |
| April |
Represented Allied Capital Corporation in connection with merger
of Allied Capital Corporation and Ares Capital Corporation |
$850.0 |
| February |
Represented Solar Capital Ltd. in its initial public offering |
$97.7 |
| January |
Represented Fifth Street Finance Corporation in Equity Shelf Offering |
$74.9 |
| January |
Represented Main Street Capital Corporation in Equity Shelf Offering |
$35.0 |
|
2010 Total |
$1,327.8 |
| 2009 |
|
|
|
|
|
| December |
Represented Morgan Keegan & Company, Inc., BB&T Capital Markets,
a division of Scott & Stringfellow, LLC, and Janney Montgomery Scott
LLC in connection with the Equity Shelf Offering of Triangle Capital
Corporation |
$17.8 |
| December |
Represented Patriot Capital Funding, Inc., in connection with merger
of Patriot Capital Funding, Inc. and Prospect Capital Corporation |
$200 |
| September |
Represented Fifth Street Finance Corporation in Equity Shelf Offering |
$48.0 |
| September |
Represented SunTrust Robinson Humphrey, Inc., BMO Capital Markets Corp., Robert W. Baird & Co. Incorporated, FBR Capital Markets & Co., Keefe, Bruyette & Woods, Inc., Stifel, Nicolaus, & Company, Incorporate, ING Financial Markets LLC and Natixis Bleichroader in connection with the secondary offering of 4.3 million shares of common stock of PennantPark Investment Corporation |
$32.7 |
| August |
Represented Ares Capital Corporation as special regulatory counsel in Equity Shelf Offering |
$115.1 |
| August |
Represented RBC Capital Markets, BB&T Capital Markets, Morgan Keegan & Company, Inc., and Sterne Agee in connection with the Equity Shelf Offering of Triangle Capital Corporation |
$13.5 |
| July |
Represented Fifth Street Finance Corporation in Equity Shelf Offering |
$87.8 |
| June |
Represented Main Street Capital Corporation in Equity Shelf Offering |
$17.4 |
| June |
Represented Keating Capital, Inc. in its initial public offering |
|
|
2009 Total |
$532.3 |
| 2008 |
|
|
|
|
|
| September |
Represented FS Investment Corporation in its initial public offering |
$43.0 |
| June |
Represented Fifth Street Finance Corporation in its initial public offering |
$141.2 |
| May |
Represented TICC Capital Corp. in Transferable Rights Offering |
$28.0 |
| May |
Represented Allied Capital Corporation in Equity Shelf Offering |
$184.1 |
| April |
Represented MCG Capital Corporation in Transferable Rights Offering |
$80.5 |
| April |
Represented Allied Capital Corporation in Equity Shelf Offering |
$50.0 |
| April |
Represented Raymond James & Associates, Inc., Stifel, Nicolaus & Company, Incorporated and BB&T Capital Markets in
connection with the secondary public offering of NGP Capital
Resources Company |
$59.2 |
| March |
Represented Allied Capital Corporation in Equity Shelf Offering |
$81.4 |
| March |
Represented Ares capital Corporation as special regulatory counsel in Transferable Rights Offering |
$266.5 |
| January |
Represented Allied Capital Corporation in Equity Shelf Offering |
$88.0 |
|
2008 Total |
$1,021.9 |
| 2007 |
|
|
|
|
|
| November |
Represented Allied Capital Corporation in Equity Shelf Offering |
$80.4 |
| October |
Represented Main Street Capital Corporation in its initial public offering |
$60.0 |
| September |
Represented MCG Capital Corporation in Equity Shelf Offering |
$43.5 |
| July |
Represented Technology Investment Capital Corporation in its secondary public offering |
$22.1 |
| July |
Represented Bear Stearns, Banc of America Securities, UBS Investment and SunTrust Robinson Humphrey in connection with the initial public offering of PennantPark Investment Corporation |
$300.0 |
| July |
Represented J.P. Morgan, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith, and Wachovia Capital Markets, LLC in connection with the initial public offering of BlackRock Kelso Capital Corporation. |
$160.0 |
| July |
Represented Hercules Technology Growth Capital, Inc. in its secondary public offering. |
$124.2 |
| June |
Represented Hercules Technology Growth Capital, Inc. in Equity Shelf Offering |
$102.6 |
| April |
Represented MCG Capital Corporation in Equity Shelf Offering |
$54.5 |
| March |
Represented Allied Capital Corporation in Debt Shelf Offering |
$200.0 |
| March |
Represented Allied Capital Corporation in Equity Shelf Offering |
$97.3 |
| February |
Represented Hercules Technology Group Capital, Inc. in its secondary public offering. |
$88.9 |
| February |
Represented JP Morgan Securities Inc., Citigroup Global Markets Inc., Banc of America Securities LLC and Bear, Stearns & Co. Inc. in connection with the secondary public offering of Apollo Investment Corporation. |
$403.9 |
|
2007 Total |
$1,737.4 |
|
|
|
| 2006 |
|
|
|
|
|
| September |
Served as counsel to Marathon Acquisition Corp. in its initial public offering |
$300.0 |
| August |
Represents Allied Capital Corporation in Debt Shelf Offering |
$400.0 |
| August |
Represented Allied Capital Corporation in Equity Shelf Offering |
$142.0 |
| June |
Represented Patriot Capital Funding, Inc. in follow on offering |
$40.0 |
| June |
Represented Compass Diversified Trust in initial public offering |
$202.5 |
| April |
Represented as Underwriters in offering by Hercules Technology Growth Capital, Inc. |
$36.0 |
| March |
Represented as Underwriters in Shelf Offering by Apollo Investment Corporation |
$294.0 |
| February |
Represented company counsel in Global Logistics Acquisition Corporation's initial public offering |
$88.0 |
| February |
Represented UTEK Corporation in shelf offering |
$10.0 |
| January |
Represented Allied Capital Corporation in shelf offering |
$87.7 |
|
2006 Total |
$2,093.0 |
|
|
|
| 2005 |
|
|
| December |
Represented MCG Capital Corporation in shelf offering |
$42.6 |
| December |
Represented Technology Investment Capital Corporation in shelf offering |
$72.5 |
| July |
Represented Patriot Capital Funding, Inc. in initial public offering |
$130.0 |
| July |
Represented TAC Acquisition Corp. in initial public offering |
$120.0 |
| June |
Represented MCG Capital Corporation in shelf offering |
$74.0 |
| June |
Represented JMP Securities, LLC in connection with the initial public offering by Hercules Technology Growth Capital, Inc. |
$78.0 |
| March |
Represented MCG Capital Corporation in shelf offering |
$31.5 |
| January |
Represented Technology Investment Capital Corporation in transferable rights offering |
$42.0 |
|
2005 Total |
$590.6 |
|
|
|
| 2004 |
|
|
| November |
Represented MCG Capital Corporation in shelf offering |
$34.0 |
| October |
Represented Allied Capital Corporation in shelf offering |
$75.0 |
| September |
Represented MCG Capital Corporation in shelf offering |
$35.0 |
| July |
Represented Ferris, Baker Watts Incorporated in connection with the initial public offering by Prospect Energy Corporation |
$105.0 |
| July |
Represented MCG Capital Corporation in shelf offerings |
$175.0 |
| May |
Represented MCG Capital Corporation in shelf offering |
$56.0 |
| April |
Represented UBS Securities LLC, Citigroup Global Markets Inc. and J.P. Morgan Securities Inc. in connection with the initial public offering by Apollo Investment Corporation |
$930.0 |
|
2004 Total |
$1,410.0 |
|
|
|
| 2003 |
|
|
| December |
Represented Allied Capital Corporation in shelf offering |
$54.0 |
| November |
Represented Allied Capital Corporation in shelf offering |
$64.0 |
| September |
Represented Allied Capital Corporation in shelf offering |
$55.0 |
| August |
Represented Allied Capital Corporation in shelf offering |
$24.0 |
| August |
Represented MCG Capital Corporation in shelf offering |
$100.7 |
| July |
Represented Allied Capital Corporation in shelf offering |
$71.0 |
| June |
Represented Allied Capital Corporation in shelf offering |
$66.7 |
|
Represented PMC Capital, Inc. in connection with its acquisition by PMC Commercial Trust |
$62.0 |
|
2003 Total |
$497.4 |
|
|
|
|
Total |
$7,813.8 |