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Andrew’s article explains the supervision of remote offices under FINRA’s new rules, while Brian’s article provides a primer on acronyms and initialisms used in the securities industry. This is the fifth year in a row Brian’s work has been recognized by NSCP for his ability to create high-level articles and practical resources! The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer. Services Financial Services Disputes and Investigations Litigation and Dispute Resolution Industries Financial Services Key contacts Brian L. Rubin Partner Washington, DC, United States Andrew T. 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All rights reserved. Eversheds Sutherland LLP is an Irish partnership authorised by the Legal Services Regulatory Authority in Ireland to operate as a limited liability partnership (LLP) under the Legal Services Regulation Act 2015. Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website.

Silhouettes of business people in a conference room.

Best of NSCP Currents 2024

January 07, 2025

United States

NSCP Currents

Congratulations to Partner Brian Rubin and Counsel Andrew Mount for having the following two articles selected out of only five for the “Best of NSCP Currents in 2024”:

The New Age of Branch Office Inspections – Co-Written by Andrew Mount

A B C, Easy as 1 2 3: Acronyms and Initialisms in the Securities Industry – Written by Brian Rubin

Each year, the National Society of Compliance Professionals (NSCP) recognizes articles published in its premier journal, NSCP Currents, that cover key securities industry topics and provide valuable insights about important legal and compliance developments.

Andrew’s article explains the supervision of remote offices under FINRA’s new rules, while Brian’s article provides a primer on acronyms and initialisms used in the securities industry.

This is the fifth year in a row Brian’s work has been recognized by NSCP for his ability to create high-level articles and practical resources!

The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer.

Brian L. Rubin

Partner

Washington, DC, United States

Andrew T. Mount

Counsel

New York, United States

Latest Insights

legal updates
Ireland: QIAIFs can now grant loans and guarantees
legal updates
Consumer Lens - Session 1 | The Rise of European Class Actions
podcasts and webcasts
Tax NOLs in Cross-Border Structures Webinar
legal updates
EU Pay Transparency Directive

Latest News

Latest Events

virtual | June 09, 2026
UK employment law training
virtual | June 16, 2026
Nordic (Denmark, Finland, Norway and Sweden) employment law training
virtual | June 23, 2026
Introduction to Swiss employment law
virtual | September 10, 2026
UAE - Employment law in the Dubai International Financial Centre

Tabs Label

Low angle skyscrapers glass offices modern city architecture perspective

legal updates

May 29, 2026

Ireland: QIAIFs can now grant loans and guarantees

legal updates

May 29, 2026

Consumer Lens - Session 1 | The Rise of European Class Actions

Business meeting close up discussing data

podcasts and webcasts

May 29, 2026

Tax NOLs in Cross-Border Structures Webinar

legal updates

May 28, 2026

EU Pay Transparency Directive

Offices

© Eversheds Sutherland LLP 2026. All rights reserved. Eversheds Sutherland LLP is an Irish partnership authorised by the Legal Services Regulatory Authority in Ireland to operate as a limited liability partnership (LLP) under the Legal Services Regulation Act 2015.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website.

Best of NSCP Currents 2024

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