Select a local version of the site

Select language

Financial Advisor IQ: Ready for SEC's Marketing Rule? Here's a Checklist

February 23, 2022

United States
United States
United States

In this article by Financial Advisor IQ, the firm's release of a compliance checklist for the SEC's new Marketing Rule for investment advisers is being featured. Eversheds Sutherland's Investment Services Team released the checklist to help investment adviser firms navigate the complexities of the new regulation for advertisements and other forms of marketing.  

The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer.

Key contacts

issahanna@eversheds-sutherland.com

Issa J. Hanna

Partner

New York, United States

cliffordkirsch@eversheds-sutherland.com

Clifford E. Kirsch

Partner

New York, United States

michaelkoffler@eversheds-sutherland.com

Michael B. Koffler

Partner

New York, United States

andrewmount@eversheds-sutherland.com

Andrew T. Mount

Counsel

New York, United States

Latest Insights

Latest News

Latest Events

shopping district

legal updates

May 29, 2026

Consumer Lens - Session 1 | The Rise of European Class Actions

Business meeting close up discussing data

podcasts and webcasts

May 29, 2026

Tax NOLs in Cross-Border Structures Webinar

Pay-Transparency-Waterdroplets-on-glass

legal updates

May 28, 2026

EU Pay Transparency Directive

Low angle skyscrapers glass offices modern city architecture perspective

legal updates

May 26, 2026

Soft Focus

© Eversheds Sutherland 2026. All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed or affiliated firms and the members of Eversheds Sutherland (Europe) Limited and Eversheds Sutherland (Africa) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global entity. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website. For information on Konexo please also see the Legal Notices page of this website.